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Under Reg BI’s disclosure obligation, prior to or at the time of a recommendation of a securities transaction or an investment strategy involving securities, a broker-dealer and its financial professionals must provide a retail customer with full and fair disclosure, in writing, of (1) all material facts relating to …Read More →

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The Closing Disclosure includes all the same information, but you can’t make any changes after you sign it. It’s important to compare your Closing Disclosure with your initial Loan Estimate to identify any discrepancies. When must it send a corrected closing disclosure? A creditor must deliver or place in mailRead More →